![]() ![]() At the time, we were waiting for the Supreme Court to rule on United States v. Miller, Dynasty Toys, Inc., The 7M EGroup Corp.Micah Watson: Ryan, ten years ago you appeared in an “interview” on CNN. and David ChinĬase Number: 22-cv-09043 (United States District Court for the Northern District of California)ĭate of Qualifying Judgment/Order: October 18, 2023 In the Matter of Wilmington Trust Investment Management, LLCĪdministrative Proceeding File No.: 3-21780ĭate of Qualifying Judgment/Order: October 10, 2023 In the Matter of Kroll Bond Rating Agency, LLCĪdministrative Proceeding File No.: 3-21776 and Interactive Brokers LLCĪdministrative Proceeding File No.: 3-21770 In the Matter of Interactive Brokers Corp. Securities LLC and Perella Weinberg Partners Capital Management LPĪdministrative Proceeding File No.: 3-21769 In the Matter of Perella Weinberg Partners, LP Tudor, Pickering, Holt & Co. ![]() In the Matter of Citigroup Global Markets, Inc., and Citi International Financial Services, LLC, now known as Insigneo International Financial Services, LLCĪdministrative Proceeding File No.: 3-21753 Bitconnect, Satish Kumbhani, Glenn Arcaro, and Future Money LtdĬase Number: 21-cv-07349 (United States District Court for the Southern District of New York)Īdministrative Proceeding File No.: 3-21786ĭate of Qualifying Judgment/Order: October 24, 2023Īdministrative Proceeding File No.: 3-21775 ![]() Tseng, Kuanhao Tseng), Kevin Zhang (a/k/a Kevin Huapeng Zhang, Huapeng Zhang), and Summitcrest Capital, Inc.Ĭase Number: 23-cv-01488 (United States District Court for the Central District of California)ĭate of Qualifying Judgment/Order: October 23, 2023 In the Matter of Spruce Power Holding CorporationĪdministrative Proceeding File No.: 3-21748 PolkĪdministrative Proceeding File No.: 3-21766 In the Matter of Clear Channel Outdoor Holdings, Inc.Īdministrative Proceeding File No.: 3-21755Īdministrative Proceeding File No.: 3-21754 Rayat, and Renovacare, Inc.Ĭase Number: 21-cv-04777 (United States District Court for the Southern District of New York)ĭate of Qualifying Judgment/Order: October 17, 2023Īdministrative Proceeding File No.: 3-21763 Nano-X Imaging Ltd., and Ran PoliakineĬase Number: 23-cv-08611 (United States District Court for the Southern District of New York)ĭate of Qualifying Judgment/Order: October 3, 2023Īdministrative Proceeding File No.: 3-21783ĭate of Qualifying Judgment/Order: October 19, 2023 IncorporatedĪdministrative Proceeding File No.: 3-21768 In the Matter of Fifth Third Securities, Inc.Īdministrative Proceeding File No.: 3-21765Īdministrative Proceeding File No.: 3-21767 In the Matter of Willaim Blair & Company, L.L.C and William Blair Investment Management, LLCĪdministrative Proceeding File No.: 3-21764 In the Matter of Exelon Corporation and Commonwealth Edison CompanyĪdministrative Proceeding File No.: 3-21761ĭate of Qualifying Judgment/Order: September 28, 2023Īdministrative Proceeding File No.: 3-21772 SEC Office of the Whistleblower (c/o ENF-CPU)Īdministrative Proceeding File No.: 3-21773ĭate of Qualifying Judgment/Order: September 29, 2023 Whistleblower Award Applications submitted by mail or fax should be sent to: Generally, submissions are acknowledged within 60 days. We strongly encourage Form WB-APPs to be submitted by email to Duplicate submissions of a Form WB-APP by multiple methods (e.g., fax, email, and mail) are discouraged as they may cause delays. Once a Notice of Covered Action is posted, individuals have 90 calendar days to apply for an award by submitting a completed Form WB-APP to the Office of the Whistleblower by midnight on the claim due date listed for that action. Subject to the Whistleblower Amended Rules, individuals who voluntarily provided the SEC with original information after Jthat led to the successful enforcement of a covered action listed below are eligible to apply for a whistleblower award. By posting a Notice for a particular case, we are not making any determinations either that (i) a whistleblower tip, complaint or referral led to the SEC opening an investigation or filing an action with respect to the case or (ii) an award to a whistleblower will be paid in connection with the case. The inclusion of a Notice means only that an order was entered with monetary sanctions exceeding $1 million. We post Notices of Covered Action for each SEC action where a final judgment or order, by itself or together with other prior judgments or orders in the same action issued after July 21, 2010, results in monetary sanctions exceeding $1 million.
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